Guidelines for Discarding and Destroying Records

NEW - The Records Management Team is now the Archives and Information Management Team.

Records identified in general or specific records disposition schedules for discard may be disposed of on site without any further consultation with the Archives. Please note that records bearing sensitive personal information (e.g., social security numbers, credit card numbers, bank account numbers, home addresses), should be destroyed by shredding. If it is not practical to shred records with sensitive information on-site, they may be transferred to the Archives' Records Center for destruction. Electronic records containing sensitive information should be sent directly to the Office of the Chief Information Officer (OCIO) for destruction in accordance with established OCIO guidelines for the destruction of sensitive media documented in IT-960-TN15 Disposal of Electronic Media (see http://prism.si.edu/ocio/policy/policyTN.htm).

Paper or electronic records that are no longer actively being used, but have not reached their destruction date can be sent to the Archives' Records Center for storage.

Before discarding any records NOT identified in a disposition schedule, contact the Archives and Information Management (AIM) Team liaison for your office. Your liaison will conduct an email, telephone, or on-site appraisal of your records to determine whether the records should be permanently maintained in the archives, temporarily stored in the Records Center, or discarded immediately.

To transfer temporary records to the Records Center, let your AIM Team liaison know what types of records you would like to send, what date span they cover, and how much you would like to send. Your contact will deliver boxes, if needed, as well as pick up the records. You are responsible for placing the records in the boxes and labeling the outside of the boxes (short end) with the type of record, date span, and box number. A detailed list of the contents of the box is not required, but is highly recommended for records that will be stored at Records Center for many years before being destroyed. Once the records are received by the AIM Team, you will receive an acknowledgement memorandum noting the identification number and destruction date.

Any records transferred to the Archives' Records Center for temporary storage will be maintained until a scheduled date of destruction. The AIM Team will notify an office after the destruction has taken place, unless otherwise instructed. The office should notify the AIM Team immediately of any possible or pending investigations or legal actions that might bear upon the records. This includes any investigations or legal actions to which an office is only a third party. Upon notification, SIA will immediately suspend the destruction of any records that may be considered useful to investigative or court proceedings.

 

 



  
  

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